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Regulatory Filings

2025-04 Modifications to Crypto Market Maker Program REDACTED here
2024-53 Modification to Fee Schedule here
2024-52 Emergency Rule Certification REDACTED here
2024-51 Modifications to Non-Crypto Market Maker Program REDACTED here
2024-50 Modifications to the Retail Broker Program REDACTED here
2024-49 Modifications to Crypto Market Maker Program H2 2024 REDACTED here
2024-47 Modification to Fee Schedule here
2024-46 Listing of SLR Futures here
2024-45 Weekly Notification of Rule Amendments here
2024-44 Modification to Rule 906 here
2024-43 Modification to Rule 533 here
2024-42 Weekly Notification of Rule Amendments here
2024-41 Modifications to Non-Crypto Market Maker Program REDACTED here
2024-40 Supplemental Market Support Program REDACTED here
2024-39 Modifications to Crypto Market Maker Program H2 2024 REDACTED here
Supplemental 2024-39 Modifications to Crypto Market Maker Program H2 2024 REDACTED here
2024-38 Modifications to Micro Crude Oil Futures Contract here
2024-37 Modification to Fee Schedule here
2024-36 Listing of LNK Futures here
2024-35 Listing of AVA Futures here
2024-34 Listing of XLM Futures here
2024-33 Listing of SHB Futures here
2024-32 Listing of DOT Futures here
2024-31 Modifications to Crypto Futures Block Partner Program REDACTED here
Supplemental 2024-31 Modifications to Crypto Futures Block Partner Program REDACTED here
2024-30 Modifications to Crypto Futures Anchor Partner Program REDACTED here
2024-29 Crypto Market Maker Program H2 2024 REDACTED here
2024-28 Retail Broker Program REDACTED here
Supplemental 2024-28 Retail Broker Program REDACTED here
2024-26 Modification to Fee Schedule here
Supplemental 2024-26 Modification to Fee Schedule here
2024-25 Non-Crypto Market Maker Program REDACTED here
Supplemental 2024-25 Non-Crypto Market Maker Program REDACTED here
2024-25 Addition of New Exchange Order Type - OCO here
2024-24 Modification to Rule 705 here
2024-23 Modifications to Micro Crude Oil Futures Contracts here
Supplemental 2024-23 Modification to Micro Crude Oil Futures Contracts here
2024-22 Listing of NOL Futures here
Supplemental 2024-22 Listing of nano Crude Oil Futures here
2024-21 Listing of GLD Futures here
Supplemental 2024-21 Listing of GLD Futures here
2024-20 Modifications to Rules Confirming Settlement and Expiration Timing here
2024-19 Modifications to Rule 305 here
2024-18 Modification to Chapter 7 and Related Rules here
2024-17 Modifications to Cryptocurrency Daily Price Limits here
2024-15 Modifications to Crypto Market Maker Program REDACTED here
2024-14 Crypto Futures Block Anchor Partner Program 2024 REDACTED here
2024-12 Modifications to Micro Crude Oil Futures Contracts here
2024-11 Addition of New Exchange Order Qualifier here
2024-10 Modifications to Crypto Market Maker Program REDACTED here
2024-09 Weekly Notification of Rule Amendments here
2024-08 Listing of DOG Futures here
2024-07 Listing of LC Futures here
2024-06 Listing of BCH Futures here
2024-05 Weekly Notification of Rule Amendments here
2024-04 Modifications to Crypto Futures Anchor Partner Program H1 2024 Redacted here
2024-03 Modifications to Crypto Futures Block Anchor Partner Program REDACTED here
2024-02 Weekly Notification of Rule Amendments here
2024-01 Weekly Notification of Fee Changes and Legal Name Change here
2023-18 Modification to Rules Related to the Coinbase Derivatives’ Rulebook here
2023-17 Delisting of Bloomberg US Large Cap Index Futures Contracts here
2023-16 Crypto Market Maker Program here
2023-15 Crypto Futures Anchor Partner Program H1 2024 here
2023-14 Crypto Futures Block Anchor Partner Program_REDACTED here
2023-13 Modifications to Fee Schedule for Block Trades here
2023-12 Modification to Rule 601; Block Trades here
2023-9 Modifications to Nano Futures Contracts detailed here
2023-11 Modifications to Crypto Futures Anchor Program detailed here
2023-10 New Rule 307 (Affiliated Participant) detailed here
2023-8 CDE Renewal of Broker Rebate Program Redacted detailed here
2023-7 CDE Renewal of LMM Program Redacted detailed here
2023-6E-Weekly Notification of Rule Amendments detailed here
2023-5E-SuperTech Delisting detailed here
2023-4E Launch of Crypto Futures Anchor Program detailed here
2023-3E Launch of Ether Futures detailed here
2023-2E Launch of Bitcoin Futures detailed here
2023-1E-Lead Market Maker Program detailed here (withdrawn).
2022-21E-Renewal of Nano Crypto Futures Broker Rebate Program is detailed here.
2022-20E-Renewal of Lead Market Maker Program is detailed here (withdrawn).
2022-19E-Weekly Notification of Rule Amendments (Wk. of 8-29-22) is detailed here.
2022-18E-Weekly Notification of Rule Amendments (Wk. of 8-22-22) is detailed here.
2022-17E-Launch of Nano Ether Futures is detailed here.
2022-16E-Amendment to Crypto Lead Market Maker Program is detailed here.
2022-15E-Weekly Notification (Wk. of 6-20-22) and Rulebook Update is detailed here.
2022-14E–Launch of Nano Bitcoin Futures is detailed here.
2022-13E–Renewal of Legacy Contracts Broker Rebate Program is detailed here.
2022-12E–Renewal of Legacy Contracts LMM Program is detailed here.
2022-11E–Launch of Crypto Broker Rebate Program is detailed here.
2022-10E–Launch of Crypto Lead Market Maker Program is detailed here.
2022-09E–Launch of Supplemental Market Maker Program is detailed here.
2022-08E–Weekly Notification (Wk. of 3-21-22) and Rulebook Update is detailed here.
2022-07E–Weekly Notification (Wk. of 3-14-22) and Rulebook Update is detailed here.
2022-06E– Self Certification –Broker Rebate Renewal is detailed  here.
2022-05E–Self Certification–Rulebook Update is detailed here.
2022-04E–Self-Certification — Amendment to LTEC Settlement is detailed here.
2022-03E–Self-Certification — Amendment to TEC Settlement is detailed here.
2022-02E–Self-Certification — Amendment to LB5 Settlement is detailed here.
2022-01E–Self-Certification — Amendment to B5 Settlement is detailed here.
2021-17E–Self-Certification — LMX Broker Rebate Program Renewal is detailed here.
2021-16E–Self-Certification — LMX Broker Rebate Program Renewal is detailed here.
2021-15E–Self-Certification — Micro Crude Oil Futures Contract is detailed here.
2021-14E –Self-Certification — Rulebook Update is detailed here.
2021-13E — Self-Certification — U.S. Trading Hours Incentive Program is detailed here.
2021-12E — Weekly Notification of Rule Amendments (Wk. of 06_21_21) is detailed here.
2021-11E — Self Certification — Amendments Re: Electronic Trading Risk Principles is detailed here.
2021-10E — Weekly Notification of Rule Amendments (Wk. of 05_31_21) is detailed here.
2021-09E — Product Certification — Micro SuperTech Index is detailed here.
2021-08E — Product Certification — Nano SuperTech Index is detailed here.
2021-07E — Product Certification — Micro Bloomberg US Large Cap Index is detailed here.
2021-06E — Product Certification — Nano Bloomberg US Large Cap Index is detailed here.
2021-05E — Self Certification — Amendments to Exchange Rule 539  is detailed here.
2021-04E — Weekly Notification of Rule Amendments (Wk. of 05_24_21) is detailed here.
2021-03E — Self Certification — LMX Rulebook Updates detailed here.
2021-02E — Self Certification — LMX Lead Market Maker Program is detailed here.
2021-01E — Self Certification — LMX Broker Rebate Program is detailed here.